PRIVACY POLICY NOTICE

FACTS

What does Abel Hall, LLC do with your personal information?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

Social Security number and income
Assets and transaction history
Investment experience and risk tolerance

When you are no longer our client, we continue to share your information as described in this notice.

How?

All financial companies need to share clients’ personal information to run their everyday business. Below we list the reasons companies can share and whether you can limit this sharing.

Reasons we can share your personal information	Does Abel Hall, LLC	Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintainyour account(s), respond to court orders and legalinvestigations, or report to credit bureaus	YES	NO
For our marketing purposes – to offer our products and services to you	NO	We do not share
For joint marketing with other financial companies	NO	We do not share
For our affiliates’ everyday business purposes – information about your transactions and experiences	NO	We do not share
For our affiliates’ everyday business purposes – information about your creditworthiness	NO	We do not share
For our affiliates to market to you	NO	We do not share
For non-affiliates to market to you	NO	We do not share

To limit our sharing

If you are a new client, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our client, we continue to share your information as described. However, you can contact us at any time to limit our sharing.

Questions? Call: 225-408-4000

Who is providing this notice?

ABEL HALL, LLC

What we do

How does Abel Hall, LLC protect my personal information?

To protect your personal information from unauthorized access and use, we restrict access to your nonpublic personal information to those employees who need to know that information to service your account. We also maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect your nonpublic personal information.

How does Abel Hall, LLC collect my personal information?

We collect your personal information when you:

Open an account or provide contact information
Enter into an investment adviser contract
Provide income or portfolio details

We also collect information from other companies.

Why can’t I limit all sharing?

Federal law allows you to limit only:

Sharing for affiliates’ creditworthiness purposes
Affiliates marketing to you
Non-affiliates marketing to you

Definitions

Affiliates
Companies related by common ownership or control.
NONE

Non-affiliates
Companies not related by ownership or control.
NONE

Joint marketing
Agreements between financial companies to market products jointly.
NONE

Abel Hall is a registered investment advisor located in Louisiana. Abel Hall and its representatives are in compliance with the current filing requirements imposed upon registered investment advisors by those jurisdictions in which Abel Hall maintains clients. Abel Hall may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Abel Hall’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links. Accordingly, the publication of Abel Hall’s web site on the Internet should not be construed by any consumer and/or prospective client as Abel Hall’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Abel Hall with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Abel Hall, please contact the SEC, FINRA or the state securities regulators for those states in which Abel Hall maintains a filing. A copy of Abel Hall’s current written disclosure statement discussing Abel Hall’s business operations, service, and fees is available from Abel Hall upon written request. Abel Hall does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Abel Hall’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended or undertaken by Abel Hall) made reference to directly or indirectly by Abel Hall in its web site, or indirectly by a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deductions of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results. Certain portions of Abel Hall’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Abel Hall’s (and those of other investment and non-investment professionals) positions and/or recommendations of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendations(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Abel Hall, or form any other investment professional. Abel Hall is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to Abel Hall’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Abel Hall, or from any other investment professional.

Securities offered through Level Four Financial, LLC, a registered broker dealer and member of FINRA/SIPC and an SEC-registered investment adviser. Advisory Services are offered through Abel Hall, LLC. Level Four Financial, LLC and Abel Hall, LLC are separate entities.

Level Four Financial Registered Representatives associated with this site may discuss and/or transact securities business only with residents in states where they are registered. Please refer to https://brokercheck.finra.org for additional information.

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